MGA Internal Audit
MGA Internal Audit — risk-based and pragmatic
Outsourced and co-sourced internal audit for MGAs, brokers and intermediaries. Risk-based plans that hit the controls your carriers and regulator care about — without burying your team in process.
Engagement scope
What's included
- Annual internal audit plan
- Risk assessment and control mapping
- Client money audit (FCA CASS)
- Premium trust account audits
- Underwriting and delegated authority controls
- Claims handling and TCF reviews
- Conduct, complaints and vulnerable customers
- Information security, AI governance and third parties
Why JanthanaK
Outcomes
ICAEW
Chartered accountant lead
Ex-MGA CEO
Knows the realities of MGA ops
Carrier-ready
Reports your capacity providers respect
Frequently asked
Common questions
- Can you act as our outsourced internal audit function?
- Yes — many smaller MGAs use me as their outsourced or co-sourced internal audit lead, with a 12-month risk-based plan.
- Do you cover FCA CASS specifically?
- Yes — client money and premium trust account work is one of the most common scopes.
- Can you also help us implement the fixes?
- Yes, through the Transformation and PMO services — same person, joined-up delivery.
Ready to talk? Let's scope it in 30 minutes.
A short discovery call — I'll come back within two working days with a clear, fixed-scope proposal.